PK
PK
Phillip Kostantas
27 Years of Experience
Paramus, NJ
1 DisclosureBroker
Phillip Kostantas is a registered investment advisor at Wells Fargo Advisors, based in Paramus, NJ, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
461 From Road, Suite 101, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (1)
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Criminal
July 2015Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
December 2016 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Scottrade, INC.Broker
February 2016 - November 2016 · 9 mos
Park Avenue Securities LLC
October 2014 - February 2016 · 1 yr 4 mos
Park Avenue Securities LLCBroker
October 2014 - February 2016 · 1 yr 4 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
Wachovia Securities, LLC
November 2005 - May 2007 · 1 yr 6 mos
Wachovia Securities, LLCBroker
July 2003 - May 2007 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
February 1999 - July 2003 · 4 yrs 5 mos
Dean Witter Reynolds INC.Broker
September 1995 - April 1997 · 1 yr 7 mos
Joseph Roberts & CO., INC.Broker
November 1994 - February 1995 · 3 mos
State Registrations22 states
AZCADEFLGAIDILLAMAMDNCNJNVNYOHORPASCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.