Elena Phillips
Elena Phillips is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Waukesha, WI, with 28 years of industry experience. Elena operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
20825 Swenson Dr Ste 250, Waukesha, WI, 53186
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Elena performs general administrative duties remotely for LifeCampUSA, starting in March 2025. This non-investment related activity takes a few hours per week, including during securities trading hours.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Usallianz Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.