DP
DP

Dennis Peacock

31 Years of Experience
Bethesda, MD
1 DisclosureBroker

Dennis Peacock is a registered investment advisor at Wells Fargo Advisors, based in Bethesda, MD, with 31 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7600 Wisconsin Ave, Ste 900, Bethesda, MD, 20814

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
November 2012 - Present · 13 yrs 11 mos
Wells Fargo Clearing Services, LLC
November 2012 - Present · 13 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
April 2000 - November 2012 · 12 yrs 7 mos
UBS Financial Services INC.Broker
March 2000 - November 2012 · 12 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
June 1997 - March 2000 · 2 yrs 9 mos
Smith Barney INC.Broker
January 1995 - June 1997 · 2 yrs 5 mos
State Registrations21 states
AZCACOCTDCDEFLILMAMDMEMNNCNYOHPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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