Daniel Mercado
Daniel Mercado is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Alpharetta, GA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
10000 Avalon Blvd, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2017Customer Dispute
October 2015Customer Dispute
June 2014Customer Dispute
July 2005Customer Dispute
October 2003Other Business Activities
Daniel is the owner of a rental property since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
UBS Financial Services Incorporated of Puerto RicoBroker
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
PFS Investments INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.