JH
JH
James Hinckley
28 Years of Experience
San Francisco, CA
1 DisclosureBroker
James Hinckley is a registered investment advisor at UBS Financial Services INC., based in San Francisco, CA, with 28 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
555 California Street, 32nd Floor/ Suite 3200, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000Settled
Employment History
Current Registrations
UBS Financial Services INC.
October 2007 - Present · 19 yrs
UBS Financial Services INC.
October 2007 - Present · 19 yrs
UBS Financial Services INC.Broker
October 2007 - Present · 19 yrs
Previous Registrations
Deutsche Bank Securities INC.
June 2001 - November 2007 · 6 yrs 5 mos
Deutsche Bank Securities INC.Broker
January 2001 - November 2007 · 6 yrs 10 mos
Db Alex. Brown LLCBroker
October 1997 - January 2001 · 3 yrs 3 mos
State Registrations20 states
CACODEFLGAHIIDLAMAMDNCNVNYOHORPAPRSCTNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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