David Lightner
David Lightner is a registered investment advisor at Hamilton-Bates Investment Research, INC., based in Laguna Niguel, CA, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 254 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hamilton-Bates Investment Research offers two types of investment management services, each with its own fee schedule:
Individual Portfolio Management:
- Under $250,000: 2.00% per year
- $250,001-$500,000: 1.50% per year
- $500,000-$999,999: 1.25% per year
- $1,000,000 and over: 1.00% per year
Model Portfolio Management:
- Under $250,000: 1.75% per year
- $250,001-$500,000: 1.50% per year
- $500,000-$999,999: 1.25% per year
- $1,000,000 and over: 1.00% per year
The fees are calculated quarterly and paid in advance.
Location
Laguna Niguel, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed insurance products with various companies since 2014. The time commitment varies.
Employment History
Current Registrations
Hamilton-Bates Investment Research, INC.
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Investment Advisors
Proequities, INC.Broker
Money Concepts Capital CORPBroker
Brookstreet Securities CorporationBroker
Securities Service Network, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Titan/value Equities Group, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.