Stephen Hollomon
Stephen Hollomon is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Seattle, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
401 Union St, Seattle, WA, 98101
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2002Customer Dispute
February 2002Customer Dispute
March 2001Other Business Activities
Stephen is a co-manager of Heily Investments LLC, dedicating minimal time monthly to distribution and investment decisions. He also serves as a committee member for Continental Mills and is involved in several family-held LLCs for estate planning purposes, each requiring minimal time annually.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.