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JM
CFP
JM
CFP

John Malcolm

Gwn Securities INC.
27 Years of Experience
Chatham, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Malcolm is a CFP-designated registered investment advisor at Gwn Securities INC., based in Chatham, NJ, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chatham, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an independent agent for life, accident, health, sickness, and long-term care insurance since 2016. This activity requires minimal time.

Employment History
Current Registrations
Gwn Securities INC.
October 2018 - Present · 8 yrs
Gwn Securities INC.Broker
October 2018 - Present · 8 yrs
Gwn Securities INC.
October 2018 - Present · 8 yrs
Previous Registrations
VALIC Financial Advisors, INC.
June 2008 - November 2016 · 8 yrs 5 mos
VALIC Financial Advisors, INC.Broker
June 2008 - November 2016 · 8 yrs 5 mos
CUNA Brokerage Services, INC.Broker
August 2006 - June 2008 · 1 yr 10 mos
CUNA Brokerage Services, INC.
August 2006 - June 2008 · 1 yr 10 mos
Planmember Securities CorporationBroker
November 2001 - December 2005 · 4 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
January 1995 - November 1999 · 4 yrs 10 mos
Metlife Securities INC.Broker
January 1995 - November 1999 · 4 yrs 10 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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