DH
CFP
DH
CFP
David Heflin is a CFP-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chatham, NJ, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Chatham, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
May 2024 - Present · 2 yrs 2 mos
Neuberger Berman Bd LLCBroker
May 2024 - Present · 2 yrs 2 mos
Neuberger Berman Bd LLC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Fs Investment Solutions, LLCBroker
July 2019 - May 2024 · 4 yrs 10 mos
Goldman Sachs & CO. LLCBroker
May 2005 - July 2019 · 14 yrs 2 mos
Rittenhouse Asset Management, INC.
July 2004 - April 2005 · 9 mos
Nuveen Investments, LLCBroker
July 2004 - April 2005 · 9 mos
Lincoln Financial Distributors, INC.Broker
December 2000 - June 2004 · 3 yrs 6 mos
Delaware Distributors, L.P.Broker
February 1997 - December 2000 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1995 - November 1996 · 1 yr 7 mos
State Registrations4 states
DENJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.