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CFP
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CFP

Todd Bessey

Integrated Wealth Concepts LLC
31 Years of Experience
Waltham, MA
2 DisclosuresSells Insurance
View SEC Summary
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Todd Bessey is a CFP-designated registered investment advisor at Integrated Wealth Concepts LLC, based in Waltham, MA, with 31 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
473 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 5th Ave, Suite 4010, Waltham, MA, 02451

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021
Settled
Customer Dispute
November 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Todd is an investment advisor representative (IAR) with Integrated Wealth Concepts LLC, spending nearly full-time on this activity. He also sells fixed annuities, fixed life, and long-term care insurance, dedicating a few hours per week.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wintrust Investments
June 2008 - April 2021 · 12 yrs 10 mos
Wintrust Investments LLCBroker
April 2004 - April 2021 · 17 yrs
Wayne Hummer Asset Management Company
April 2004 - December 2006 · 2 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 1998 - April 2004 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - April 2004 · 7 yrs 2 mos
PFS Investments INC.Broker
December 1994 - February 1997 · 2 yrs 2 mos
State Registrations4 states
ILLAMATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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