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Stephen Faberman

Integrated Wealth Concepts LLC
31 Years of Experience
Waltham, MA
2 DisclosuresSells Insurance
View SEC Summary
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Stephen Faberman is a registered investment advisor at Integrated Wealth Concepts LLC, based in Waltham, MA, with 31 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
480 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 5th Ave, Suite 4010, Waltham, MA, 02451

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Denied
Customer Dispute
November 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen has several DBAs related to his LPL business and Integrated Wealth Concepts LLC, where he provides investment advisory services, dedicating nearly full-time hours. He also has a non-variable insurance business, taking minimal time, and a partnership in DK Golf, which requires no time commitment.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
January 2017 - September 2024 · 7 yrs 8 mos
Lincoln Financial Advisors Corporation
September 2004 - January 2017 · 12 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
November 2003 - January 2017 · 13 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
November 2003 - May 2006 · 2 yrs 6 mos
Veravest Investments, INC.Broker
January 2003 - December 2003 · 11 mos
1717 Capital Management CompanyBroker
December 1997 - January 2003 · 5 yrs 1 mo
Guardian Investor Services CorporationBroker
March 1995 - November 1997 · 2 yrs 8 mos
State Registrations3 states
LAMATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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