John Waterworth
John Waterworth is a registered investment advisor at Raymond James & Associates, INC., based in Lynchburg, VA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
921 Main St., Lynchburg, VA, 24504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a non-operating member of Fleming Mountain Grill LLC, a steakhouse restaurant, since 2022. He is also a board member of The Greater Lynchburg Community Foundation, dedicating minimal time to the role and its sub-committees.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
MML Investors Services, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.