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James Rimmel

31 Years of Experience
Ponte Vedra Beach, FL
1 DisclosureBroker

James Rimmel is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (1)
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Customer Dispute
August 2025
Denied
Other Business Activities

James is a board member for Light of Life Rescue Mission, assisting families experiencing homelessness, poverty and/or addiction. He also owns real estate in the Dominican Republic through a corporate entity.

Employment History
Current Registrations
UBS Financial Services INC.
September 2002 - Present · 23 yrs 8 mos
UBS Financial Services INC.
November 1997 - Present · 28 yrs 6 mos
UBS Financial Services INC.Broker
November 1997 - Present · 28 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - November 1997 · 2 yrs 11 mos
State Registrations42 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.