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George Connor

28 Years of Experience
Chicago, IL
1 DisclosureBroker

George Connor is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chicago, IL, with 28 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

227 W Monroe St, Ste 3700, Chicago, IL, 60606-5067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - March 2014 · 5 yrs 5 mos
J.P. Morgan Securities LLC
October 2008 - May 2012 · 3 yrs 7 mos
J. P. Morgan Securities INC.
May 2007 - October 2008 · 1 yr 5 mos
J.P. Morgan Securities INC.Broker
March 2007 - October 2008 · 1 yr 7 mos
Calamos Financial Services LLCBroker
June 2006 - March 2007 · 9 mos
Abn Amro Distribution Services (USA), INC.Broker
February 2003 - December 2005 · 2 yrs 10 mos
Brinson Advisors, INC.Broker
October 2001 - March 2002 · 5 mos
Funds Distributor, INC.Broker
January 2000 - April 2001 · 1 yr 3 mos
Phoenix Equity Planning CorporationBroker
January 1996 - September 1999 · 3 yrs 8 mos
Alps Mutual Funds Services, INC.Broker
April 1995 - January 1996 · 9 mos
State Registrations9 states
AZCAFLGAILMIPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Connor - Financial Advisor | TrueAdvisor