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Bonnie Schultz

Ameriprise Financial Services, LLC
47 Years of Experience
Chicago, IL
2 DisclosuresBroker
View SEC Summary
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Bonnie Schultz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chicago, IL, with 47 years of industry experience. Bonnie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

227 W Monroe St, Ste 3700, Chicago, IL, 60606-5067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999
Denied
Customer Dispute
January 1983
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Morgan Stanley
June 2009 - April 2017 · 7 yrs 10 mos
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
May 2004 - October 2008 · 4 yrs 5 mos
UBS Financial Services INC.Broker
May 2004 - October 2008 · 4 yrs 5 mos
RBC Dain Rauscher INC.
June 2000 - May 2004 · 3 yrs 11 mos
RBC Dain Rauscher INC.Broker
June 2000 - May 2004 · 3 yrs 11 mos
Prudential Securities IncorporatedBroker
June 1996 - June 2000 · 4 yrs
Smith Barney INC.Broker
July 1993 - June 1996 · 2 yrs 11 mos
Lehman Brothers INC.Broker
March 1993 - July 1993 · 4 mos
Oppenheimer & CO., INC.Broker
July 1990 - March 1993 · 2 yrs 8 mos
Bear, Stearns & CO. INC.Broker
March 1985 - July 1990 · 5 yrs 4 mos
Rodman & Renshaw INC.Broker
June 1981 - March 1985 · 3 yrs 9 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
July 1980 - June 1981 · 11 mos
Freehling & CO.Broker
July 1979 - July 1980 · 1 yr
State Registrations17 states
AZCACOFLGAIDILMDMINJOHORPARITXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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