Roberto Pena
Roberto Pena is a registered investment advisor at Insigneo Advisory Services, LLC, based in Miami, FL, with 30 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,346 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Insigneo Advisory Services offers several investment management options:
- Managed Accounts/IMAPs/Third Party Manager: Fees range from 0.40% to 2.50% of the account's gross asset value annually. Fees are negotiable and can be charged in arrears or in advance.
- Insigneo MultiAsset Portfolios (I-maps): Fees range between 0.25% and 0.50% annually, based on the value of your portfolio. Investment advisor representatives may charge an additional fee ranging between 1% to 2%, depending on the strategy the client selects under I-maps. This fee covers execution and platform fees.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
March 2009Other Business Activities
Roberto is an investment advisor with Insigneo Advisory Services since 2021, dedicating about 10-20% of his time to this activity. He also has a real estate license, currently inactive, and is a director of Antonico LLC, a pass-through entity for tax purposes.
Employment History
Current Registrations
Insigneo Advisory Services, LLC
Insigneo Securities, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Vectorglobal Iag, INC.
Vectorglobal WmgBroker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Stanford Group Company
Stanford Group CompanyBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
UBS Painewebber INC.Broker
Citicorp Investment ServicesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.