JW
JW
Jeffrey Waxman is a registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
112 Worcester Street, Wellesley, MA, 02481
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Regulatory History (2)
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Criminal
August 1990Final Disposition
Criminal
May 1986Final Disposition
Other Business Activities
Jeffrey serves as a successor trustee for two trusts, one since October 2015 and the other since July 2019. These activities are investment-related and take minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1998 - November 2008 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - November 2008 · 13 yrs 10 mos
State Registrations37 states
AKALAZCACOCTDCDEFLGAILINKSKYMAMDMEMIMNMOMSMTNCNHNJNMNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.