TM
CFP
TM
CFP
Todd Mulligan is a CFP-designated registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
112 Worcester Street, Wellesley, MA, 02481
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Regulatory History (1)
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Customer Dispute
June 2021Award / Judgment
Other Business Activities
Todd is an independent contractor for Boston University's Center for Professional Education and John Wiley & Sons, Inc. He also works as a contractor for ALM Global, LLC, dedicating about 10-20% of his time to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
July 2015 - Present · 11 yrs 2 mos
Morgan Stanley
July 2015 - Present · 11 yrs 2 mos
Previous Registrations
Strategic Advisers, INC.
April 2010 - July 2015 · 5 yrs 3 mos
Fidelity Brokerage Services LLCBroker
March 2010 - July 2015 · 5 yrs 4 mos
Natixis Distributors, L.P.Broker
October 2008 - February 2010 · 1 yr 4 mos
AXA Advisors, LLC
January 2008 - September 2008 · 8 mos
AXA Advisors, LLCBroker
September 2006 - September 2008 · 2 yrs
State Registrations35 states
ALAZCACOCTDCDEFLGAHIILINMAMDMEMIMTNCNHNJNMNYOHORPARISCSDTXVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.