Todd Mulligan is a CFP-designated registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 19 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
112 Worcester Street, Wellesley, MA, 02481
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Regulatory History (1)
Customer Dispute
June 2021Other Business Activities
Todd is an independent contractor for Boston University's Center for Professional Education and John Wiley & Sons, Inc. He also works as a contractor for ALM Global, LLC, dedicating about 10-20% of his time to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Natixis Distributors, L.P.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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