David Knox
David Knox is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Nashville, TN, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1600 DIVISION ST Ste 400, Nashville, TN, 37203
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2015Customer Dispute
June 2002Customer Dispute
February 2002Other Business ActivitiesSells Insurance
David may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns rental properties and a legal entity for receiving compensation, dedicating minimal time to the rental properties and about 10-20% of his time to the legal entity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.