James March is a registered investment advisor, based in Morago, CA, with 20 years of industry experience.
Location
460 Center Street Unit 6714, Morago, CA, 94570
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a driver/chauffeur, an independent soccer referee, and owns March Wealth Management. He also sells health, long-term care, and dental insurance, dedicating full-time hours to this activity.
Employment History
Current Registrations
American Global Wealth Management, INC.
January 2023 - Present · 3 yrs 3 mos
American Global Wealth Management, INC.Broker
January 2023 - Present · 3 yrs 3 mos
Cape Investment Advisory, INC.
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cape Securities INC.Broker
April 2024 - December 2025 · 1 yr 8 mos
First Asset Financial INC.Broker
April 2024 - April 2024 · 0 mos
Capital Synergy Partners
July 2019 - December 2021 · 2 yrs 5 mos
Capital Synergy PartnersBroker
July 2019 - December 2021 · 2 yrs 5 mos
Transamerica Financial Advisors, INCBroker
June 2018 - August 2018 · 2 mos
Transamerica Financial Advisors, INC.
June 2018 - August 2018 · 2 mos
Prudential Financial Planning Services
February 2018 - May 2018 · 3 mos
Pruco Securities, LLC.Broker
January 2018 - May 2018 · 4 mos
Primerica Advisors
May 2015 - November 2017 · 2 yrs 6 mos
PFS Investments INC.Broker
May 2015 - November 2017 · 2 yrs 6 mos
Princor Financial Services Corporation
September 2012 - October 2013 · 1 yr 1 mo
Princor Financial Services CorporationBroker
September 2012 - October 2013 · 1 yr 1 mo
New England SecuritiesBroker
August 2012 - September 2012 · 1 mo
Allstate Financial Advisors, LLC
July 2011 - September 2012 · 1 yr 2 mos
Allstate Financial Services, LLCBroker
July 2011 - September 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
February 2010 - July 2011 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
February 2010 - July 2011 · 1 yr 5 mos
Chase Investment Services CORP.
June 2009 - February 2010 · 8 mos
Chase Investment Services CORP.Broker
May 2009 - February 2010 · 9 mos
Wamu Investments, INC.Broker
November 2008 - May 2009 · 6 mos
Signator Investors, INC.Broker
June 2008 - October 2008 · 4 mos
Foresters Equity Services, INC.Broker
December 2007 - April 2008 · 4 mos
Foresters Equity Services, INC.Broker
January 2007 - November 2007 · 10 mos
H&r Block Financial Advisors, INC.Broker
October 2001 - May 2002 · 7 mos
Charles Schwab & CO., INC.Broker
July 1999 - July 2001 · 2 yrs
Mony Securities CORP.Broker
August 1995 - April 1998 · 2 yrs 8 mos
State Registrations2 states
CAGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.