Cape Investment Advisory, Inc. offers investment management services through a bundled wrap fee program. The firm works with clients to understand their personal investment goals, risk tolerance, and time horizon in order to construct customized portfolio allocations. Portfolios may include equities, bonds, mutual funds, government securities, options, and alternative investments. Cape Investment Advisory, Inc. utilizes both in-house advisors and third-party money managers to oversee client assets. Client accounts are held at approved custodians such as Charles Schwab, Hilltop Securities, and SEI. The firm also provides options for discretionary and nondiscretionary management, allowing advisors to make trades on behalf of clients or with client approval.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1.0M - $2.0M | 1.95% |
| $2.0M - $5.0M | 1.65% |
| $5M+ | 1.35% |
Fees are all-inclusive wrap fees covering management, execution, clearing, and custody. All fees are negotiable. There is a $350 minimum annual fee.