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Steven Vale
29 Years of Experience
Brooklyn, OH
1 DisclosureBroker
Steven Vale is a registered investment advisor at Key Investment Services LLC, based in Brooklyn, OH, with 29 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4900 Tiedeman Road, Brooklyn, OH, 44144
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2016Denied
Employment History
Current Registrations
Key Investment Services LLCBroker
March 2016 - Present · 10 yrs 4 mos
Key Investment Services LLC
March 2016 - Present · 10 yrs 4 mos
Previous Registrations
The Huntington Investment Company
October 2014 - March 2016 · 1 yr 5 mos
The Huntington Investment CompanyBroker
October 2014 - March 2016 · 1 yr 5 mos
PNC Investments
October 2013 - October 2014 · 1 yr
PNC InvestmentsBroker
October 2013 - October 2014 · 1 yr
Firstmerit Financial Services, INCBroker
April 2013 - May 2013 · 1 mo
Firstmerit Advisors, INC.
April 2013 - May 2013 · 1 mo
Key Investment Services LLC
May 2007 - April 2013 · 5 yrs 11 mos
Key Investment Services LLCBroker
May 2007 - April 2013 · 5 yrs 11 mos
Edward JonesBroker
January 2007 - May 2007 · 4 mos
Edward Jones
January 2007 - May 2007 · 4 mos
Natcity Investments, INC.
April 2002 - June 2006 · 4 yrs 2 mos
Natcity Investments, INC.Broker
December 2000 - June 2006 · 5 yrs 6 mos
Natcity Insurance Services, INC.Broker
December 2000 - December 2001 · 1 yr
David A. Noyes & CompanyBroker
July 2000 - December 2000 · 5 mos
Natcity Insurance Services, INC.Broker
August 1999 - July 2000 · 11 mos
Natcity Investments, INC.Broker
July 1999 - July 2000 · 1 yr
Ohio Savings Securities, INC.Broker
April 1998 - July 1999 · 1 yr 3 mos
Banc One Securities CorporationBroker
July 1997 - April 1998 · 9 mos
Banc One Securities CorporationBroker
May 1996 - May 1997 · 1 yr
Investors Capital CORP.Broker
February 1996 - March 1996 · 1 mo
American Express Financial Advisors INC.Broker
January 1995 - January 1996 · 1 yr
Ids Life Insurance CompanyBroker
January 1995 - January 1996 · 1 yr
State Registrations22 states
ALARAZCOCTFLGAIAILINMDMIMNNCNDNJNYOHOKPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.