TrueAdvisor
TrueAdvisor
AB
AB

Adriana Bastos-Randall

Fifth Third Securities, INC.
26 Years of Experience
Woodmere, OH
Broker
View SEC Summary
View SEC Summary

Adriana Bastos-Randall is a registered investment advisor at Fifth Third Securities, INC., based in Woodmere, OH, with 26 years of industry experience. Adriana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

28300 Chagrin Boulevard, Woodmere, OH, 44122

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adriana owns rental property in Bratenahl, OH, and dedicates minimal time to it. This activity is not securities related and will not interfere with her duties at the firm.

Employment History
Current Registrations
Fifth Third Securities, INC.
July 2022 - Present · 4 yrs 3 mos
Fifth Third Securities, INC.Broker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2021 - June 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2021 - June 2022 · 1 yr
Raymond James & Associates, INC.Broker
April 2018 - August 2019 · 1 yr 4 mos
Raymond James & Associates, INC.
April 2018 - August 2019 · 1 yr 4 mos
Mcdonald Partners LLC
April 2008 - April 2018 · 10 yrs
Mcdonald Partners LLCBroker
April 2008 - April 2018 · 10 yrs
Wells Fargo Funds Management, LLC
July 2007 - October 2007 · 3 mos
Wells Fargo Funds Distributor, LLCBroker
March 2007 - October 2007 · 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - August 2006 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2004 - August 2006 · 2 yrs 6 mos
Ferris, Baker Watts IncorporatedBroker
April 2001 - February 2004 · 2 yrs 10 mos
Ladenburg, Thalmann & CO., INC.Broker
February 1998 - May 2001 · 3 yrs 3 mos
John Hancock Distributors, INC.Broker
February 1997 - September 1997 · 7 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1997 - May 1997 · 3 mos
Painewebber IncorporatedBroker
July 1996 - August 1996 · 1 mo
State Registrations22 states
AZCACODCFLILINKYMDMIMTNCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Woodmere, OH →All financial advisors in Ohio →