DM
DM

David Maniet

31 Years of Experience
Pittsburgh, PA
2 DisclosuresBrokerSells Insurance

David Maniet is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1653 Mcfarland Road, Pittsburgh, PA, 15216

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2016
Settled
Customer Dispute
June 2014
Denied
Other Business ActivitiesSells Insurance

David operates his LPL business through Maniet Financial Services Network and Newbauer Maniet Financial Group. He also sells non-variable insurance, manages property, restores and stores automobiles, sells hobby merchandise, and owns land, dedicating varying amounts of time to each activity.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Triad Advisors, LLC
January 2008 - October 2022 · 14 yrs 9 mos
Venn Wealth & Benefit Services, LLC
March 2004 - November 2007 · 3 yrs 8 mos
Triad Advisors LLCBroker
August 2002 - October 2022 · 20 yrs 2 mos
Allegheny Investments, LTD.Broker
January 1997 - August 2002 · 5 yrs 7 mos
American General Securities IncorporatedBroker
December 1994 - December 1996 · 2 yrs
State Registrations25 states
AZCACODEFLGAINKYMDMIMNMOMSMTNCNJNVNYOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.