Scott Adams is a registered investment advisor, based in Alpharetta, GA, with 31 years of industry experience.
Location
5900 Windward Parkway, Suite 120, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History (3)
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Customer Dispute
February 2015Settled
Customer Dispute
November 2002Settled
Customer Dispute
April 2002Settled
Other Business Activities
Scott is involved with Capital Asset Monitoring, LLC, in a consulting role. He is also an Investment Advisor Representative with Ridge Capital Management.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
October 2020 - Present · 5 yrs 7 mos
Ridge Capital Management, LLC
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
April 2010 - July 2012 · 2 yrs 3 mos
First Allied Securities, INC.Broker
March 1995 - September 2022 · 27 yrs 6 mos
First Affiliated SecuritiesBroker
March 1995 - March 1995 · 0 mos
State Registrations25 states
ALAZCACODEFLGAIAILINKSLAMAMINCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.