Brian Ferguson
Brian Ferguson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Johns Creek, GA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Johns Creek, GA
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1999Other Business ActivitiesSells Insurance
Brian operates his LPL business through ING Advisors, LLC, dedicating full-time hours to it. He also spends a few hours per week on Fortress Brokerage, selling non-variable insurance, and minimal time on Dogwood Solutions & Design LLC, a family business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Ing America Equities, INC.Broker
Ing Financial Partners, INC.Broker
Eagle Strategies LLC
Nylife Securities LLCBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.