Charles Moody is a registered investment advisor, based in Jacksonville, FL, with 29 years of industry experience.
Location
Citi Private Bank, 14000 Citi Cards Way, Fl 2, Jacksonville, FL, 32258
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Citi Private Alternatives, LLC
January 2024 - Present · 2 yrs 4 mos
Citigroup Global Markets INC.
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - August 2022 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - August 2022 · 9 yrs
Strategic Advisers, INC.
August 2011 - July 2013 · 1 yr 11 mos
Fidelity Brokerage Services LLCBroker
November 2010 - July 2013 · 2 yrs 8 mos
MML Investors Services, INC.
September 2008 - May 2010 · 1 yr 8 mos
MML Investors Services, INC.Broker
September 2008 - May 2010 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2003 - August 2008 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2003 - August 2008 · 5 yrs 2 mos
American Express Financial Advisors, INC.
October 2002 - April 2003 · 6 mos
Ids Life Insurance CompanyBroker
October 2002 - April 2003 · 6 mos
American Express Financial Advisors INC.Broker
October 2002 - April 2003 · 6 mos
Raymond James & Associates, INC.Broker
October 1998 - December 2001 · 3 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
February 1995 - October 1998 · 3 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.