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Kenneth Germann

31 Years of Experience
Greenwich, CT
Broker

Kenneth Germann is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kenneth owns rental real estate property in New Canaan since 2017, dedicating a few hours per week to it. This activity is investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
March 2004 - September 2016 · 12 yrs 6 mos
Deutsche Bank Securities INC.Broker
March 2004 - September 2016 · 12 yrs 6 mos
Thomas Weisel Partners LLCBroker
January 2001 - March 2004 · 3 yrs 2 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
April 1996 - September 1997 · 1 yr 5 mos
Painewebber IncorporatedBroker
November 1995 - April 1996 · 5 mos
Dean Witter Reynolds INC.Broker
January 1995 - November 1995 · 10 mos
State Registrations48 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.