KB
KB

Katherine Baum

22 Years of Experience
Pittsburgh, PA
Broker

Katherine Baum is a registered investment advisor at Morgan Stanley, based in Pittsburgh, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One PPG Place, Suite1300, Pittsburgh, PA, 15222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Katherine serves as a POA and a trustee for a trust. These activities require minimal time.

Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Previous Registrations
Muhlenkamp & CO INC
January 2008 - May 2017 · 9 yrs 4 mos
Quasar Distributors, LLCBroker
January 2008 - March 2017 · 9 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
August 2005 - August 2007 · 2 yrs
State Farm Vp Management CORP.Broker
November 2004 - March 2005 · 4 mos
Prudential Securities IncorporatedBroker
November 1996 - November 1997 · 1 yr
First of Michigan CorporationBroker
January 1996 - October 1996 · 9 mos
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.