MT
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Michael Tartarini

28 Years of Experience
Acton, MA
2 DisclosuresBroker

Michael Tartarini is a registered investment advisor at LPL Financial LLC, based in Acton, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

340 Great Rd, Acton, MA, 01720

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2019
Final
Financial
April 2018
Final
Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 9 mos
LPL Financial LLCBroker
August 2025 - Present · 9 mos
LPL Financial LLC
August 2025 - Present · 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2025 - July 2025 · 5 mos
Raymond James Financial Services, INC.Broker
January 2025 - July 2025 · 6 mos
LPL Financial LLC
January 2024 - January 2025 · 1 yr
LPL Financial LLCBroker
December 2023 - January 2025 · 1 yr 1 mo
Osaic Wealth, INC.Broker
September 2023 - December 2023 · 3 mos
Osaic Wealth, INC.
September 2023 - December 2023 · 3 mos
Sagepoint Financial, INC.
March 2018 - September 2023 · 5 yrs 6 mos
Sagepoint Financial, INC.Broker
February 2018 - September 2023 · 5 yrs 7 mos
Infinex Investments, INC.
August 2016 - March 2018 · 1 yr 7 mos
Infinex Investments, INC.Broker
July 2016 - March 2018 · 1 yr 8 mos
Prudential Financial Planning Services
May 2016 - July 2016 · 2 mos
Pruco Securities, LLC.Broker
June 2014 - July 2016 · 2 yrs 1 mo
Signator Investors, INC.
February 2011 - June 2014 · 3 yrs 4 mos
Signator Investors, INC.Broker
July 2010 - June 2014 · 3 yrs 11 mos
Sagepoint Financial, INC.
February 2010 - July 2010 · 5 mos
Sagepoint Financial, INC.Broker
January 2010 - July 2010 · 6 mos
Signator Investors, INC.
July 2008 - January 2010 · 1 yr 6 mos
Signator Investors, INC.Broker
July 2008 - January 2010 · 1 yr 6 mos
Commonwealth Financial NetworkBroker
March 2008 - July 2008 · 4 mos
Signator Investors, INC.
January 2006 - February 2008 · 2 yrs 1 mo
Signator Investors, INC.Broker
April 2004 - February 2008 · 3 yrs 10 mos
Sentinel Securities, INC.Broker
October 2002 - February 2003 · 4 mos
Ifmg Securities, INC.Broker
April 2002 - May 2002 · 1 mo
Salomon Smith Barney INC.Broker
July 2000 - February 2002 · 1 yr 7 mos
Fidelity Brokerage Services, INC.Broker
March 1999 - June 2000 · 1 yr 3 mos
J.B. Oxford & CompanyBroker
September 1998 - March 1999 · 6 mos
Fidelity Brokerage Services, INC.Broker
May 1998 - August 1998 · 3 mos
Brown & Company Securities CorporationBroker
January 1996 - May 1998 · 2 yrs 4 mos
Gruntal & CO. IncorporatedBroker
September 1995 - January 1996 · 4 mos
State Registrations19 states
AZCACOCTDCFLGAILMAMDMENCNHNJOHRISCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.