LF
LF

Lisa Franklin

31 Years of Experience
Lansing, IL
3 DisclosuresBroker

Lisa Franklin is a registered investment advisor at LPL Financial LLC, based in Lansing, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

18511 Torrence Ave, Suite 2C, Lansing, IL, 60438

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2011
Judgment / Lien
August 2006
Customer Dispute
May 2003
Pending
Employment History
Current Registrations
LPL Financial LLC
April 2003 - Present · 23 yrs 3 mos
LPL Financial LLCBroker
April 2003 - Present · 23 yrs 3 mos
Previous Registrations
Abn Amro Financial Services, INC.
October 2001 - April 2003 · 1 yr 6 mos
Abn Amro Financial Services, INC.Broker
April 1998 - April 2003 · 5 yrs
Laughlin Group Advisors, INC.Broker
March 1996 - April 1998 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
January 1995 - December 1995 · 11 mos
Ids Life Insurance CompanyBroker
January 1995 - December 1995 · 11 mos
State Registrations6 states
AZDCGAILINTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.