Sean Claiborne is a registered investment advisor at LPL Financial LLC, based in Crete, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
700 West Exchange Street, Crete, IL, 60417
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2015Customer Dispute
April 2010Other Business Activities
Sean operates his LPL business through Wintrust Investments LLC, dedicating nearly full-time hours to it. He also participates in rideshare activities and is involved with Vexint Co., spending a few hours per week on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.