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Sean Claiborne

LPL Financial LLC
21 Years of Experience
Lansing, IL
2 DisclosuresBroker
View SEC Summary
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Sean Claiborne is a registered investment advisor at LPL Financial LLC, based in Lansing, IL, with 21 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3256 Ridge Road, Lansing, IL, 60438

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Denied
Customer Dispute
April 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean operates his LPL business through Wintrust Investments LLC, dedicating nearly full-time hours to it. He also participates in rideshare activities and is involved with Vexint Co., spending a few hours per week on each.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Wintrust Investments
September 2014 - January 2025 · 10 yrs 4 mos
Wintrust Investments LLCBroker
September 2014 - January 2025 · 10 yrs 4 mos
Fifth Third Securities, INC.Broker
December 2010 - October 2014 · 3 yrs 10 mos
Fifth Third Securities, INC.
December 2010 - October 2014 · 3 yrs 10 mos
Chase Investment Services CORP.
March 2009 - December 2010 · 1 yr 9 mos
Chase Investment Services CORP.Broker
July 2005 - December 2010 · 5 yrs 5 mos
Banc One Securities CorporationBroker
May 2005 - July 2005 · 2 mos
State Registrations16 states
AZCACODCFLGAILINMDMINENVTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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