Paul Pittman
Paul Pittman is a CFP-designated registered investment advisor at Wealthplan Investment Management LLC, based in Wilmington, NC, with 30 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,145 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WealthPlan Investment Management provides investment management services for an annual fee that will not exceed 2.00% of the value of your portfolio. The specific fee schedule is negotiable and outlined in your agreement. Fees are generally billed quarterly in advance, based on the portfolio value at the end of the prior quarter. Clients also pay brokerage expenses and other investment-related fees.
Location
Wilmington, NC
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2008Customer Dispute
February 2002Customer Dispute
June 2000Customer Dispute
January 1999Criminal
April 1992Customer Dispute
April 1991Other Business ActivitiesSells Insurance
Paul sells insurance, dedicating minimal time to it, and is affiliated with Wealthplan Partners RIA and The Preferred Client Group, his DBA, spending nearly full-time on these activities. He also owns a clothing brand and works as a public speaker/corporate comedian, dedicating minimal time to each.
Employment History
Current Registrations
Wealthplan Investment Management LLC
Previous Registrations
Osaic Wealth, INC.Broker
Wealthplan Partners
Securities America, INC.Broker
Wealthplan Partners
LPL Financial LLCBroker
LPL Financial LLC
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wachovia Securities, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.