GR
GR

Gregory Ratto

30 Years of Experience
Alamo, CA
Broker

Gregory Ratto is a registered investment advisor at Pgim Investments LLC, based in Alamo, CA, with 30 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gregory owns rental property in Hawaii and uses a property manager to handle rentals and maintenance. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Pgim Investments LLC
September 2008 - Present · 17 yrs 8 mos
Prudential Investment Management Services LLCBroker
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
Columbia Management Advisors, LLC
April 2005 - August 2008 · 3 yrs 4 mos
Columbia Management Distributors, INC.Broker
February 1999 - August 2008 · 9 yrs 6 mos
Northstar Distributors, INC.Broker
August 1998 - November 1998 · 3 mos
Nylife Distributors INC.Broker
January 1998 - June 1998 · 5 mos
Stephens INC.Broker
May 1995 - July 1997 · 2 yrs 2 mos
Aragon Financial Services, INC.Broker
December 1994 - March 1995 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Ratto - Financial Advisor | TrueAdvisor