Jason Baker
Jason Baker is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Charlotte, NC, with 31 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
10955 Winds Crossing Drive, Suite 100, Charlotte, NC, 28273
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2025Customer Dispute
April 2007Customer Dispute
March 2004Customer Dispute
April 2000Customer Dispute
April 1999Employment Separation After Allegations
October 1996Other Business ActivitiesSells Insurance
Jason is the owner of Baker Wealth Management, working full-time as a financial professional. He also engages in several real estate activities and is an independent insurance agent selling term life and permanent liability insurance products, dedicating minimal time to this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Rm Stark & CO INC.Broker
Dickinson & CO.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.