DV
DV
Dominique Vercaemert
44 Years of Experience
Charlotte, NC
4 DisclosuresBrokerSells Insurance
Dominique Vercaemert is a registered investment advisor, based in Charlotte, NC, with 44 years of industry experience.
Location
2810 Coliseum Centre Drive Ste 110, Charlotte, NC, 28217
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Regulatory History (4)
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Customer Dispute
May 2010Settled
Customer Dispute
April 2009Award / Judgment
Customer Dispute
May 2004Closed-No Action
Customer Dispute
May 1998Settled
Other Business ActivitiesSells Insurance
Dominique is the President of Valta, Inc., dealing with insurance, benefits, and human resources, dedicating about a quarter of their time to this and trading hours. Dominique is also an advisory representative of CIRA, spending nearly full-time hours on investment-related activities and trading hours.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2012 - Present · 13 yrs 11 mos
Cambridge Investment Research Advisors, INC.
August 2012 - Present · 13 yrs 11 mos
Previous Registrations
Cambridge Legacy Advisors, INC.
July 2007 - October 2012 · 5 yrs 3 mos
Cambridge Legacy Advisors, INC.
September 2005 - August 2005 · 0 mos
Cambridge Legacy Securities L.L.C.Broker
August 2005 - June 2012 · 6 yrs 10 mos
Woodbury Financial Services, INC.
April 2003 - August 2005 · 2 yrs 4 mos
Woodbury Financial Services, INC.Broker
March 2003 - August 2005 · 2 yrs 5 mos
Washington Square Securities, INC.
December 2001 - March 2003 · 1 yr 3 mos
Washington Square Securities, INC.Broker
May 1997 - March 2003 · 5 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1982 - May 1997 · 15 yrs 2 mos
Eq Financial Consultants, INC.Broker
March 1982 - May 1997 · 15 yrs 2 mos
State Registrations12 states
CAFLGALAMINCOHPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.