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Gerald Pepper

National Wealth Management Group, LLC
26 Years of Experience
Coconut Creek, FL
1 DisclosureBroker
View SEC Summary
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Gerald Pepper is a registered investment advisor at National Wealth Management Group, LLC, based in Coconut Creek, FL, with 26 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4171 W. Hillsboro Blvd., Suite 4, Coconut Creek, FL, 33073

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History

Regulatory History (1)
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Customer Dispute
October 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gerald is a CPA and partner at Alpina Tax and Accounting Services, LLC, dedicating about a quarter of his time to tax and accounting services. He also operates Alpina Financial Consultants, LLC as a DBA for his LPL business and Gerald M Pepper CPA LLC for tax prep/accounting/CPA services, spending nearly full-time hours on the latter.

Employment History
Current Registrations
National Wealth Management Group, LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
National Wealth Management Group, LLC
November 2017 - December 2021 · 4 yrs 1 mo
World Group Securities, INC.Broker
April 2002 - June 2008 · 6 yrs 2 mos
Wma Securities, INC.Broker
May 2000 - April 2002 · 1 yr 11 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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