TrueAdvisor
TrueAdvisor
VS
VS

Vivienne Schleu

National Wealth Management Group, LLC
30 Years of Experience
Coconut Creek, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Vivienne Schleu is a registered investment advisor at National Wealth Management Group, LLC, based in Coconut Creek, FL, with 30 years of industry experience. Vivienne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4171 W. Hillsboro BLVD, Suite 4, Coconut Creek, FL, 33073

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Denied
Customer Dispute
February 2018
Denied
Employment Separation After Allegations
December 1995
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Vivienne is the president and part owner of Galleon Bay, a Florida land development company, dedicating minimal time. She also works as a Managing Director, CFO, and IAR for National Wealth Management Group, LLC, spending nearly full-time on this role, and co-owns Alpina Tax & Accounting Services, LLC, spending about 10-20% of her time.

Employment History
Current Registrations
National Wealth Management Group, LLC
June 2015 - Present · 11 yrs 4 mos
LPL Financial LLCBroker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
National Wealth Management Group, LLC
May 2015 - December 2021 · 6 yrs 7 mos
LPL Financial LLC
May 2008 - September 2016 · 8 yrs 4 mos
Investment Advisors International, INC.
January 2007 - May 2008 · 1 yr 4 mos
World Group Securities, INC.Broker
April 2002 - May 2008 · 6 yrs 1 mo
Wma Securities, INC.Broker
December 1995 - April 2002 · 6 yrs 4 mos
United Securities Alliance, INC.Broker
November 1995 - December 1995 · 1 mo
State Registrations31 states
ALAZCACOCTDEFLGAILINKYLAMAMDMIMNMOMSNCNJNVNYOHOKORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Coconut Creek, FL →All financial advisors in Florida →
Vivienne Schleu - Financial Advisor | TrueAdvisor