JD
JD

John Demarest

27 Years of Experience
Santa Rosa, CA
Broker

John Demarest is a registered investment advisor at Raymond James & Associates, INC., based in Santa Rosa, CA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3558 Round Barn Blvd., Suite 201, Santa Rosa, CA, 95403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2024 - Present · 1 yr 6 mos
Raymond James & Associates, INC.Broker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan Stanley
January 2018 - April 2024 · 6 yrs 3 mos
Morgan StanleyBroker
August 2015 - April 2024 · 8 yrs 8 mos
Patrick Capital Markets, LLCBroker
March 2014 - August 2015 · 1 yr 5 mos
Principal Funds Distributor, INC.Broker
June 2005 - November 2013 · 8 yrs 5 mos
Planco Financial Services, INC.Broker
March 2003 - June 2005 · 2 yrs 3 mos
UBS Painewebber INC.Broker
June 2002 - January 2003 · 7 mos
Ohio National Equities, INC.Broker
November 1999 - April 2002 · 2 yrs 5 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1996 - October 1999 · 2 yrs 10 mos
State Registrations25 states
AKALARAZCACOFLGAHIIDKYMDMEMIMTNHNJNVNYOHORSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Demarest - Financial Advisor | TrueAdvisor