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Thomas Rishovd

30 Years of Experience
Minneapolis, MN
Broker

Thomas Rishovd is a registered investment advisor at Morgan Stanley, based in Minneapolis, MN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

225 South 6th Street, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is the Secretary/Treasurer of Timberlane Holdings, LLC, a real estate investment company, since 2011. He manages finances, the checkbook, and pays bills, dedicating a few hours per week.

Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
January 2005 - August 2010 · 5 yrs 7 mos
UBS Financial Services INC.Broker
April 2001 - August 2010 · 9 yrs 4 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - May 2001 · 5 mos
Wells Fargo Investments, LLCBroker
December 2000 - May 2001 · 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
June 1995 - December 2000 · 5 yrs 6 mos
American Express Financial Advisors INC.Broker
January 1995 - February 1995 · 1 mo
Ids Life Insurance CompanyBroker
January 1995 - February 1995 · 1 mo
State Registrations22 states
AZCACODCFLIAILINLAMDMEMNNCNJNMNYORPATNTXWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.