Stephen Wilkie
Stephen Wilkie is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 30 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 167 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HSAS uses third-party money managers, who charge a fee that is fully disclosed. HSAS may share in this fee. HSAS may also share its advisory fee with a solicitor responsible for acquiring the client. HSAS does not directly state their investment management fees.
Location
Dewitt, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including a property and casualty agency since 1993 (about a quarter of his time), an insurance benefit brokerage since 1997 (nearly full-time), and the Stephen P Wilkie Agency as owner/broker (over half his time). He also refers client accounts to a money manager, spending a few hours per week.
Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.
Hazard & Siegel, INC.Broker
Previous Registrations
Pittsford Capital Markets, INCBroker
Ibn Financial Services, INC.Broker
Leigh Baldwin & CO., LLCBroker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.