James Kimmel is a registered investment advisor, based in Phoenix, AZ, with 31 years of industry experience.
Location
16421 N Tatum Blvd, Ste 120, Phoenix, AZ, 85032
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Regulatory History (1)
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Customer Dispute
September 2012Denied
Other Business ActivitiesSells Insurance
James owns James Kimmel Insurance Agency, Inc. selling various insurance products and dedicates about 10-20% of his time to it. He also owns James F. Kimmel & Associates, Inc. providing tax preparation, accounting, and bookkeeping services, taking about half of his time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
LPL Financial LLC
November 2011 - January 2016 · 4 yrs 2 mos
LPL Financial LLCBroker
October 2011 - May 2019 · 7 yrs 7 mos
Ing Financial Partners, INC
March 2006 - November 2011 · 5 yrs 8 mos
Ing Financial Partners, INC.Broker
October 2004 - November 2011 · 7 yrs 1 mo
American General Securities IncorporatedBroker
October 2002 - October 2004 · 2 yrs
Franklin Financial Services CorporationBroker
March 1995 - October 2002 · 7 yrs 7 mos
State Registrations10 states
AZCACODENCORPATNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.