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CFA
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CFA

Miguel Vazquez

Mav Wealth, LLC
20 Years of Experience
Las Vegas, NV
View SEC Summary
View SEC Summary

Miguel Vazquez is a CFA-designated registered investment advisor at Mav Wealth, LLC, based in Las Vegas, NV, with 20 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning.

Mav Wealth, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.25%

Fees may be negotiable at the sole discretion of the advisor. Total blended fee with independent managers will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Las Vegas, NV

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mav Wealth, LLC
June 2026 - Present · 4 mos
Previous Registrations
Morgan Stanley
September 2017 - October 2022 · 5 yrs 1 mo
Morgan StanleyBroker
August 2017 - October 2022 · 5 yrs 2 mos
George K. Baum & CompanyBroker
February 2014 - December 2015 · 1 yr 10 mos
Knight Capital Americas LLCBroker
July 2012 - April 2013 · 9 mos
Knight Capital Americas, L.P.Broker
February 2012 - July 2012 · 5 mos
Mf Global INC.Broker
August 2011 - December 2011 · 4 mos
Crt Capital Group LLCBroker
June 2011 - August 2011 · 2 mos
Braver Stern Securities LLCBroker
September 2010 - June 2011 · 9 mos
Credit Suisse Securities (USA) LLCBroker
October 2009 - September 2010 · 11 mos
Wamu Capital CORP.Broker
November 2005 - February 2008 · 2 yrs 3 mos
Countrywide Securities CorporationBroker
April 2002 - January 2004 · 1 yr 9 mos
Aig International Securities INC.Broker
August 2001 - November 2001 · 3 mos
Painewebber IncorporatedBroker
March 1998 - November 2000 · 2 yrs 8 mos
Bear, Stearns & CO. INC.Broker
December 1995 - December 1997 · 2 yrs
Bear, Stearns & CO. INC.Broker
February 1995 - September 1995 · 7 mos
State Registrations1 state
NV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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