Thomas Dowling
Thomas Dowling is a CFA, CFP-designated registered investment advisor at A.G.P / Alliance Global Partners, based in Hilton Head, SC, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
1000 William Hilton Pkwy, Suite C5, Hilton Head, SC, 29928
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is involved with TKD Management, established for tax purposes, dedicating minimal time. He also serves as Head of Wealth Management at Alliance Global Partners of the Lowcountry, a full-time role.
Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P / Alliance Global Partners
Previous Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Aegis Capital CORP.
Aegis Capital CORP.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
National Securities CorporationBroker
Josephthal & CO., INC.Broker
A. R. Baron & CO., INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.