Lori Alberts is a registered investment advisor at Brighton Securities CORP., based in Batavia, NY, with 28 years of industry experience. Lori is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,795 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Annual management fees range from 0.25% to 3.00% depending on the program, account value, and services selected. Fees are negotiable.
Fee Estimator
Location
212 East Main Street, Batavia, NY, 14020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brighton Securities CORP.
Brighton Securities CORP.Broker
Previous Registrations
Brighton Securities Capital Management, INC.
Brighton Securities Capital Management, INC.
Morgan Stanley
Morgan StanleyBroker
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
Lifemark Securities CORP.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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