Eric Sparling
Eric Sparling is a registered investment advisor at Wesbanco Securities, INC., based in Carey, OH, with 31 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,627 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable. Third-party manager programs such as BNY Mellon Advisors use this same fee schedule, while separate BNY Mellon or SEI programs may have their own program fees and minimum investments.
Fee Estimator
Location
128 S. Vance Street, Carey, OH, 43316
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2016Employment Separation After Allegations
December 2015Customer Dispute
August 2011Customer Dispute
February 2009Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Eric operates Premier Wealth Financial Services as a DBA for his LPL business. He also works as a financial advisor at Premier Bank Trust, spending a few hours per week, and as a Program Manager for non-variable insurance at Premier Wealth Financial Services, dedicating about half his time.
Employment History
Current Registrations
Wesbanco Securities, INC.
Wesbanco Securities, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Investment Professionals, INC.
Investment Professionals, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
New England SecuritiesBroker
State Farm Vp Management CORP.Broker
Pruco Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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