SW
SW

Sean Wenham

22 Years of Experience
Wayzata, MN
1 DisclosureBrokerSells Insurance

Sean Wenham is a registered investment advisor at Wells Fargo Advisors, based in Wayzata, MN, with 22 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

701 Lake Street E Ste 200, [Satellite], Wayzata, MN, 55391

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Other Business ActivitiesSells Insurance

Sean has a DBA for his LPL business and is a VP/Regional Trust Manager at MidwestOne Bank, dedicating nearly full-time hours to this role. He also engages in non-variable insurance activities, spending minimal time on them.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2025 - Present · 1 yr
Wells Fargo Advisors
October 2025 - Present · 1 yr
Previous Registrations
LPL Financial LLC
January 2021 - October 2025 · 4 yrs 9 mos
LPL Financial LLCBroker
January 2021 - October 2025 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.
June 2011 - January 2021 · 9 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
May 2011 - January 2021 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - June 2011 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - June 2011 · 7 yrs
Prudential Securities IncorporatedBroker
April 1995 - December 1995 · 8 mos
State Registrations15 states
AZCADEFLIAMAMNMTNCNHNYTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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