BG
CFP
BG
CFP
Brian Grahek
29 Years of Experience
Wayzata, MN
1 DisclosureBroker
Brian Grahek is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Wayzata, MN, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
701 Lake Street E Ste 200, [Satellite], Wayzata, MN, 55391
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010Settled
Other Business Activities
Brian owns GLJ Investments, LLC since 2018. This investment-related activity takes more than full-time hours.
Employment History
Current Registrations
Wells Fargo Advisors
November 2018 - Present · 7 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - November 2018 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - November 2018 · 9 yrs 10 mos
UBS Financial Services INC.Broker
October 2003 - January 2009 · 5 yrs 3 mos
Wachovia Securities, LLC
September 1998 - November 2003 · 5 yrs 2 mos
Wachovia Securities, LLCBroker
May 1998 - November 2003 · 5 yrs 6 mos
Principal Financial Securities,inc.Broker
March 1996 - May 1998 · 2 yrs 2 mos
State Registrations17 states
AZCACOCTFLILMAMDMNNJNYOHSDTNUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.