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Steven Herbst
30 Years of Experience
Brookfield, WI
1 DisclosureBroker
Steven Herbst is a registered investment advisor at Charles Schwab & CO., INC., based in Brookfield, WI, with 30 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
305 S Moorland Road, Brookfield, WI, 53005
Get directionsHistory
Regulatory History (1)
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Criminal
December 1995Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2021 - Present · 5 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Advice and Planning Services
January 2018 - November 2020 · 2 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2017 - November 2020 · 2 yrs 11 mos
Strategic Advisers, INC.
October 2006 - December 2017 · 11 yrs 2 mos
Fidelity Brokerage Services LLCBroker
August 2006 - December 2017 · 11 yrs 4 mos
B. C. Ziegler and CompanyBroker
April 2003 - July 2006 · 3 yrs 3 mos
H&r Block Financial Advisors, INC.Broker
January 1995 - May 2003 · 8 yrs 4 mos
State Registrations16 states
AZCACOFLIDILMAMDMIMNNCNYTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.