Jerrold Klein is a registered investment advisor at B. Riley Wealth Advisors, INC., based in New York, NY, with 27 years of industry experience. Jerrold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.
Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.
Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jerrold is the owner of West Esplanade Properties, LLC, a strip mall shopping center, since 2007. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
Previous Registrations
United Advisors Services, LLC
Comprehensive Capital Management, INC.
Comprehensive Capital Management, INC.
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.